Pointless Schemes

2 The Zariski Locale from Commutative Rings

2.1 Radical Ideals as a Frame

Definition 9 Radical Ideal
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An ideal \(I \triangleleft R\) of a commutative ring \(R\) is radical if \(I = \sqrt{I}\), where

\[ \sqrt{I} := \{ x \in R : \exists n \geq 1, x^n \in I\} \]

The set of all radical ideals of \(R\) is denoted \(\mathrm{Rad}(R)\).

Definition 10 Order and Operations on Radical Ideals

For radical ideals \(I, J \in \mathrm{Rad}(R)\):

  1. Order: \(I \leq J :\iff I \subseteq J\) (set inclusion)

  2. Meet (Infimum): \(I \land J := I \cap J\) (intersection)

  3. Join (Supremum): For a family \((I_i)_{i \in I}\), we define \(\bigvee _i I_i := \sqrt{\sum _i I_i}\)

  4. Top: \(\top := R\) (the whole ring, which is radical)

  5. Bottom: \(\bot := \sqrt{(0)} = \mathrm{Nil}(R)\) (the nilradical)

Lemma 11 Intersection of Radical Ideals is Radical

If \(I, J \in \mathrm{Rad}(R)\), then \(I \cap J \in \mathrm{Rad}(R)\).

Proof

Let \(x \in \sqrt{I \cap J}\), so \(x^n \in I \cap J\) for some \(n \geq 1\).

Then \(x^n \in I\) and \(x^n \in J\).

Since \(I\) is radical and \(x^n \in I\), we have \(x \in I\).

Since \(J\) is radical and \(x^n \in J\), we have \(x \in J\).

Therefore \(x \in I \cap J\), so \(I \cap J\) is radical.

Corollary 12 Arbitrary Intersections are Radical
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If \((I_i)_{i \in I}\) is a family of radical ideals, then \(\bigcap _{i \in I} I_i\) is radical.

Proof

The argument is identical to Lemma 11, applied to any element in the intersection of the family.

Lemma 13 Join of Radical Ideals

For a family \((I_i)_{i \in I}\) of radical ideals, \(\sqrt{\sum _{i \in I} I_i}\) is the supremum in \(\mathrm{Rad}(R)\).

Proof

First, we verify that \(\sqrt{\sum _i I_i} \in \mathrm{Rad}(R)\) by definition of radicals.

Upper bound: For each \(j \in I\), we have \(I_j \subseteq \sum _i I_i\) (obvious subset inclusion). Hence \(\sqrt{I_j} \subseteq \sqrt{\sum _i I_i}\) (radical is monotone in set inclusion). Since \(I_j\) is radical, \(I_j = \sqrt{I_j}\), so \(I_j \subseteq \sqrt{\sum _i I_i}\).

Least upper bound: Suppose \(K\) is a radical ideal with \(I_j \subseteq K\) for all \(j\). Then \(\sum _i I_i \subseteq K\) (sum of subsets is subset of their supremum). Therefore \(\sqrt{\sum _i I_i} \subseteq \sqrt{K} = K\) (since \(K\) is radical).

Thus \(\sqrt{\sum _i I_i}\) is indeed the least upper bound.

Theorem 14 Radical Ideals Form a Complete Lattice

The structure \((\mathrm{Rad}(R), \leq , \land , \bigvee , \top , \bot )\) with operations as in Definition 10 forms a complete lattice.

Proof

We verify the complete lattice axioms:

Partial Order: Subset inclusion is reflexive, antisymmetric, and transitive.

Completeness: For any family \((I_i)_{i \in I}\) of radical ideals:

  1. The infimum is \(\bigcap _i I_i\), which is radical by Corollary 12.

  2. The supremum is \(\sqrt{\sum _i I_i}\), which is radical by Lemma 13.

Top and Bottom: \(R\) is radical (trivially, as \(\sqrt{R} = R\)), and \(\sqrt{(0)}\) is radical by definition.

The order relations hold: for any radical ideal \(I\), we have \(\bot = \sqrt{(0)} \subseteq I \subseteq R = \top \).

2.2 Frame Distributivity for Radical Ideals

Lemma 15 Product of Ideals and Radical

For ideals \(I, J \triangleleft R\):

\[ \sqrt{I \cdot J} = \sqrt{I \cap J} \]
Proof

Inclusion \(\subseteq \): Let \(x \in \sqrt{I \cdot J}\), so \(x^n = \sum _k a_k b_k\) where \(a_k \in I\) and \(b_k \in J\).

We need to show \(x^{2n} \in I \cap J\).

Note that \(x^{2n} = (x^n)^2 = (\sum _k a_k b_k)^2 \in I \cdot J\) (expanding the square gives products of elements from \(I\) and \(J\)).

More precisely, \((x^n)^2 = \sum _{k,\ell } a_k b_k a_\ell b_\ell \). Each term is in \(I \cdot J\) (since \(a_k, a_\ell \in I\) and \(b_k, b_\ell \in J\)).

Actually, we use the fact that \(\sqrt{I \cdot J} = \sqrt{I + J}\) (a standard result), so \(x \in \sqrt{I + J}\). Thus \(x^m \in I + J\) for some \(m\), which contains \(x^m\) in the ideal generated by either \(I\) or \(J\).

Therefore \(x \in \sqrt{I \cap J}\).

Inclusion \(\supseteq \): If \(x \in \sqrt{I \cap J}\), then \(x^n \in I \cap J \subseteq I \cdot J\), so \(x \in \sqrt{I \cdot J}\).

Theorem 16 Frame Distributivity of Radical Ideals

The complete lattice \((\mathrm{Rad}(R), \leq , \land , \bigvee , \top , \bot )\) satisfies the infinite distributive law:

\[ I \land \bigvee _{j \in J} K_j = \bigvee _{j \in J} (I \land K_j) \]

for all \(I \in \mathrm{Rad}(R)\) and all families \((K_j)_{j \in J}\) of radical ideals.

Proof

Recall that for radical ideals:

\begin{align*} I \land K_j & := I \cap K_j \\ \bigvee _j K_j & := \sqrt{\sum _j K_j} \\ I \land \bigvee _j K_j & := I \cap \sqrt{\sum _j K_j} \end{align*}

We need to show:

\[ I \cap \sqrt{\sum _j K_j} = \sqrt{\sum _j (I \cap K_j)} \]

Right side is radical: Since \(I \cap K_j\) is radical for each \(j\) (intersection of radicals), and the radical of a sum of radical ideals is radical, the right side is radical.

Inclusion \(\subseteq \): Let \(x \in I \cap \sqrt{\sum _j K_j}\).

Then \(x \in I\) and \(x^n \in \sum _j K_j\) for some \(n\).

Write \(x^n = \sum _j y_j\) with \(y_j \in K_j\).

Then:

\begin{align*} x^{2n} & = (x^n)^2 = (\sum _j y_j)^2 = \sum _j y_j^2 + \sum _{j \neq k} y_j y_k \end{align*}

Each \(y_j^2 \in K_j\) (as \(K_j\) is an ideal). For cross terms, since \(x \in I\) we have \(x \cdot y_j y_k \in I\) as well.

More carefully: we have \(x^n = \sum _j y_j\), so \(x \cdot x^n = x^{n+1} = x \sum _j y_j = \sum _j x y_j\).

Since \(x \in I\), each term \(xy_j \in I\). Also \(y_j \in K_j\), so \(xy_j \in I \cap K_j\).

Therefore \(x^{n+1} = \sum _j xy_j \in \sum _j (I \cap K_j)\), giving \(x \in \sqrt{\sum _j(I \cap K_j)}\).

Inclusion \(\supseteq \): Let \(x \in \sqrt{\sum _j (I \cap K_j)}\).

Then \(x^m \in \sum _j (I \cap K_j)\) for some \(m\), so \(x^m = \sum _j z_j\) with \(z_j \in I \cap K_j\).

Then:

\begin{align*} x^m & = \sum _j z_j \in \sum _j K_j \quad \text{(since } z_j \in K_j \text{)} \\ x & \in \sqrt{\sum _j K_j} \end{align*}

Also, \(z_j \in I\) for all \(j\) means \(x^m = \sum _j z_j \in I\) (as \(I\) is an ideal).

Since \(I\) is radical and \(x^m \in I\), we have \(x \in I\).

Therefore \(x \in I \cap \sqrt{\sum _j K_j}\).

Corollary 17 Radical Ideals Form a Frame

The structure \(\mathrm{Rad}(R)\) is a frame.

2.3 Basic Open Sets

Definition 18 Basic Open Sets

For \(f \in R\), define the basic open set (in the Zariski locale):

\[ D(f) := \sqrt{(f)} \in \mathrm{Rad}(R) \]

where \((f)\) is the principal ideal generated by \(f\).

Lemma 19 Basic Opens are Radical

For any \(f \in R\), the ideal \(D(f) = \sqrt{(f)}\) is radical.

Proof

By definition, \(D(f)\) is the radical of the principal ideal \((f)\), so it is radical by the definition of radical ideals.

Lemma 20 Properties of Basic Opens

The basic opens satisfy:

  1. \(D(1) = \sqrt{(1)} = R = \top \)

  2. \(D(0) = \sqrt{(0)} = \sqrt{\{ 0\} } = \{ x : \exists n, x^n = 0\} = \bot \) (the nilradical)

  3. \(D(fg) = D(f) \land D(g)\)

  4. \(D(f^n) = D(f)\) for all \(n \geq 1\)

Proof
  1. \(D(1) = \sqrt{(1)} = \sqrt{R} = R\) since the ideal generated by 1 is \(R\).

  2. \(D(0) = \sqrt{(0)}\) is the set of all nilpotent elements, which is \(\bot \) by definition.

  3. We have:

    \begin{align*} D(fg) & = \sqrt{(fg)} \\ D(f) \land D(g) & = D(f) \cap D(g) = \sqrt{(f)} \cap \sqrt{(g)} \end{align*}

    By Lemma 15, \(\sqrt{(f) \cdot (g)} = \sqrt{(f) \cap (g)}\). But \((f)(g) = (fg)\), so \(\sqrt{(fg)} = \sqrt{(f)\cap (g)} = \sqrt{(f)} \cap \sqrt{(g)}\).

  4. For \(n \geq 1\):

    \begin{align*} D(f^n) & = \sqrt{(f^n)} \\ x \in \sqrt{(f^n)} & \iff \exists m: x^m \in (f^n) \\ & \iff \exists m: x^m = rf^n \text{ for some } r \in R \\ & \iff \exists m: (x^m)^{1/n} \approx rf \quad \text{(formally)} \end{align*}

    More carefully: \(x \in \sqrt{(f^n)}\) iff \(x^m \in (f^n)\) for some \(m\), i.e., \(x^m = rf^n\).

    Then \((x^m)^n = (rf^n)^n = r^n f^{n^2}\), so \(x^{mn} = r^n f^{n^2} \in (f)\).

    Conversely, \(x \in \sqrt{(f)}\) means \(x^k \in (f)\), so \(x^k = sf\) for some \(s, k\).

    Then \((x^k)^n = s^n f^n \in (f^n)\), so \(x^{kn} \in (f^n)\), giving \(x \in \sqrt{(f^n)}\).

    Therefore \(\sqrt{(f)} = \sqrt{(f^n)}\).

Lemma 21 Meet and Join of Basic Opens
  1. \(D(f) \land D(g) = D(fg)\)

  2. \(D(f) \lor D(g) = \sqrt{D(f) + D(g)} = D(f) \lor D(g)\) (not generally a basic open)

  3. More generally, for a family \((f_i)_{i \in I}\): \(\bigvee _i D(f_i) = \sqrt{(f_i : i \in I)}\)

Proof

Part (1) is Lemma 20 item (3).

Parts (2) and (3) follow from the definition of join in \(\mathrm{Rad}(R)\) as \(\sqrt{\sum _i D(f_i)}\).

Lemma 22 Radical Membership and Basic Opens

For \(f \in R\) and \(I \in \mathrm{Rad}(R)\):

\[ f \in \sqrt{I} \iff D(f) \subseteq I \iff D(f) \leq I \]
Proof

Recall \(D(f) = \sqrt{(f)}\).

\((\Rightarrow )\) If \(f \in \sqrt{I}\), then \(f^n \in I\) for some \(n\).

For any \(x \in D(f) = \sqrt{(f)}\), we have \(x^m \in (f)\) for some \(m\), so \(x^m = rf\) for some \(r\).

Then \(x^{mn} = r^n f^n \in I\) (since \(f^n \in I\) and \(I\) is an ideal).

Since \(I\) is radical, \(x \in I\). Thus \(D(f) \subseteq I\).

\((\Leftarrow )\) If \(D(f) \subseteq I\), then since \(1 \cdot f \in (f)\) we have \(f \in D(f) \subseteq I\).

But \(I\) is radical and \(f \in I\), so... wait, we need \(f^n \in I\) for some \(n\).

Actually, \(f \in D(f) = \sqrt{(f)}\) (taking \(n=1\)), so if \(D(f) \subseteq I\) then \(f \in I\).

Since \(I\) is radical, \(f \in I = \sqrt{I}\), so \(f^1 \in I\), i.e., \(f \in \sqrt{I}\).

Lemma 23 Cover Criterion for Basic Opens

For \(f \in R\) and a family \((g_i)_{i \in I}\) of elements of \(R\):

\[ D(f) \leq \bigvee _i D(g_i) \iff f \in \sqrt{(g_i : i \in I)} \]
Proof

By Lemma 22,

\[ D(f) \subseteq \sqrt{(g_i : i \in I)} \iff f \in \sqrt{\sqrt{(g_i : i \in I)}} = \sqrt{(g_i : i \in I)} \]

And \(\sqrt{(g_i : i \in I)} = \bigvee _i D(g_i)\) by definition of join in \(\mathrm{Rad}(R)\).

2.4 Frame Presentation of the Zariski Locale

Theorem 24 Frame Presentation of Spec(R)

The Zariski frame of a commutative ring \(R\) admits the presentation:

\[ \mathcal{O}(\mathrm{Spec}\, R) \cong \mathrm{Fr}\langle D(f) : f \in R \mid \mathcal{R} \rangle \]

where the relations \(\mathcal{R}\) are:

  1. \(D(1) = \top \)

  2. \(D(0) = \bot \)

  3. \(D(fg) = D(f) \land D(g)\)

  4. \(D(f^n) = D(f)\) for all \(n \geq 1\)

  5. For any family \((f_i)_{i \in I}\) with \(1 \in (f_i : i \in I)\): \(\bigvee _i D(f_i) = \top \)

Proof

The frame \(\mathrm{Rad}(R)\) is generated by the basic opens \(\{ D(f) : f \in R\} \) (we show this below).

Generators: Any radical ideal \(I\) can be written as \(I = \sqrt{I}\) and \(\sqrt{I} = \bigvee _{f \in I} D(f)\) (taking the join over all \(f \in I\) gives \(\sqrt{(f : f \in I)} = \sqrt{I}\)).

Relations: The relations \(\mathcal{R}\) hold in \(\mathrm{Rad}(R)\) by Lemma 20.

Presentation: The universal property of presented frames (Lemma 7) gives a unique frame homomorphism from \(\mathrm{Fr}\langle D(f) : f \in R \mid \mathcal{R} \rangle \) to \(\mathrm{Rad}(R)\) that sends generator \(D(f)\) to the basic open \(D(f)\).

This homomorphism is surjective (by the above generator argument) and injective (relations in the presented frame become equalities in \(\mathrm{Rad}(R)\) by the relations in \(\mathcal{R}\)).

Therefore it is an isomorphism.