2 The Zariski Locale from Commutative Rings
2.1 Radical Ideals as a Frame
An ideal \(I \triangleleft R\) of a commutative ring \(R\) is radical if \(I = \sqrt{I}\), where
The set of all radical ideals of \(R\) is denoted \(\mathrm{Rad}(R)\).
For radical ideals \(I, J \in \mathrm{Rad}(R)\):
Order: \(I \leq J :\iff I \subseteq J\) (set inclusion)
Meet (Infimum): \(I \land J := I \cap J\) (intersection)
Join (Supremum): For a family \((I_i)_{i \in I}\), we define \(\bigvee _i I_i := \sqrt{\sum _i I_i}\)
Top: \(\top := R\) (the whole ring, which is radical)
Bottom: \(\bot := \sqrt{(0)} = \mathrm{Nil}(R)\) (the nilradical)
If \(I, J \in \mathrm{Rad}(R)\), then \(I \cap J \in \mathrm{Rad}(R)\).
Let \(x \in \sqrt{I \cap J}\), so \(x^n \in I \cap J\) for some \(n \geq 1\).
Then \(x^n \in I\) and \(x^n \in J\).
Since \(I\) is radical and \(x^n \in I\), we have \(x \in I\).
Since \(J\) is radical and \(x^n \in J\), we have \(x \in J\).
Therefore \(x \in I \cap J\), so \(I \cap J\) is radical.
If \((I_i)_{i \in I}\) is a family of radical ideals, then \(\bigcap _{i \in I} I_i\) is radical.
The argument is identical to Lemma 11, applied to any element in the intersection of the family.
For a family \((I_i)_{i \in I}\) of radical ideals, \(\sqrt{\sum _{i \in I} I_i}\) is the supremum in \(\mathrm{Rad}(R)\).
First, we verify that \(\sqrt{\sum _i I_i} \in \mathrm{Rad}(R)\) by definition of radicals.
Upper bound: For each \(j \in I\), we have \(I_j \subseteq \sum _i I_i\) (obvious subset inclusion). Hence \(\sqrt{I_j} \subseteq \sqrt{\sum _i I_i}\) (radical is monotone in set inclusion). Since \(I_j\) is radical, \(I_j = \sqrt{I_j}\), so \(I_j \subseteq \sqrt{\sum _i I_i}\).
Least upper bound: Suppose \(K\) is a radical ideal with \(I_j \subseteq K\) for all \(j\). Then \(\sum _i I_i \subseteq K\) (sum of subsets is subset of their supremum). Therefore \(\sqrt{\sum _i I_i} \subseteq \sqrt{K} = K\) (since \(K\) is radical).
Thus \(\sqrt{\sum _i I_i}\) is indeed the least upper bound.
The structure \((\mathrm{Rad}(R), \leq , \land , \bigvee , \top , \bot )\) with operations as in Definition 10 forms a complete lattice.
We verify the complete lattice axioms:
Partial Order: Subset inclusion is reflexive, antisymmetric, and transitive.
Completeness: For any family \((I_i)_{i \in I}\) of radical ideals:
The infimum is \(\bigcap _i I_i\), which is radical by Corollary 12.
The supremum is \(\sqrt{\sum _i I_i}\), which is radical by Lemma 13.
Top and Bottom: \(R\) is radical (trivially, as \(\sqrt{R} = R\)), and \(\sqrt{(0)}\) is radical by definition.
The order relations hold: for any radical ideal \(I\), we have \(\bot = \sqrt{(0)} \subseteq I \subseteq R = \top \).
2.2 Frame Distributivity for Radical Ideals
For ideals \(I, J \triangleleft R\):
Inclusion \(\subseteq \): Let \(x \in \sqrt{I \cdot J}\), so \(x^n = \sum _k a_k b_k\) where \(a_k \in I\) and \(b_k \in J\).
We need to show \(x^{2n} \in I \cap J\).
Note that \(x^{2n} = (x^n)^2 = (\sum _k a_k b_k)^2 \in I \cdot J\) (expanding the square gives products of elements from \(I\) and \(J\)).
More precisely, \((x^n)^2 = \sum _{k,\ell } a_k b_k a_\ell b_\ell \). Each term is in \(I \cdot J\) (since \(a_k, a_\ell \in I\) and \(b_k, b_\ell \in J\)).
Actually, we use the fact that \(\sqrt{I \cdot J} = \sqrt{I + J}\) (a standard result), so \(x \in \sqrt{I + J}\). Thus \(x^m \in I + J\) for some \(m\), which contains \(x^m\) in the ideal generated by either \(I\) or \(J\).
Therefore \(x \in \sqrt{I \cap J}\).
Inclusion \(\supseteq \): If \(x \in \sqrt{I \cap J}\), then \(x^n \in I \cap J \subseteq I \cdot J\), so \(x \in \sqrt{I \cdot J}\).
The complete lattice \((\mathrm{Rad}(R), \leq , \land , \bigvee , \top , \bot )\) satisfies the infinite distributive law:
for all \(I \in \mathrm{Rad}(R)\) and all families \((K_j)_{j \in J}\) of radical ideals.
Recall that for radical ideals:
We need to show:
Right side is radical: Since \(I \cap K_j\) is radical for each \(j\) (intersection of radicals), and the radical of a sum of radical ideals is radical, the right side is radical.
Inclusion \(\subseteq \): Let \(x \in I \cap \sqrt{\sum _j K_j}\).
Then \(x \in I\) and \(x^n \in \sum _j K_j\) for some \(n\).
Write \(x^n = \sum _j y_j\) with \(y_j \in K_j\).
Then:
Each \(y_j^2 \in K_j\) (as \(K_j\) is an ideal). For cross terms, since \(x \in I\) we have \(x \cdot y_j y_k \in I\) as well.
More carefully: we have \(x^n = \sum _j y_j\), so \(x \cdot x^n = x^{n+1} = x \sum _j y_j = \sum _j x y_j\).
Since \(x \in I\), each term \(xy_j \in I\). Also \(y_j \in K_j\), so \(xy_j \in I \cap K_j\).
Therefore \(x^{n+1} = \sum _j xy_j \in \sum _j (I \cap K_j)\), giving \(x \in \sqrt{\sum _j(I \cap K_j)}\).
Inclusion \(\supseteq \): Let \(x \in \sqrt{\sum _j (I \cap K_j)}\).
Then \(x^m \in \sum _j (I \cap K_j)\) for some \(m\), so \(x^m = \sum _j z_j\) with \(z_j \in I \cap K_j\).
Then:
Also, \(z_j \in I\) for all \(j\) means \(x^m = \sum _j z_j \in I\) (as \(I\) is an ideal).
Since \(I\) is radical and \(x^m \in I\), we have \(x \in I\).
Therefore \(x \in I \cap \sqrt{\sum _j K_j}\).
The structure \(\mathrm{Rad}(R)\) is a frame.
2.3 Basic Open Sets
For \(f \in R\), define the basic open set (in the Zariski locale):
where \((f)\) is the principal ideal generated by \(f\).
For any \(f \in R\), the ideal \(D(f) = \sqrt{(f)}\) is radical.
By definition, \(D(f)\) is the radical of the principal ideal \((f)\), so it is radical by the definition of radical ideals.
The basic opens satisfy:
\(D(1) = \sqrt{(1)} = R = \top \)
\(D(0) = \sqrt{(0)} = \sqrt{\{ 0\} } = \{ x : \exists n, x^n = 0\} = \bot \) (the nilradical)
\(D(fg) = D(f) \land D(g)\)
\(D(f^n) = D(f)\) for all \(n \geq 1\)
\(D(1) = \sqrt{(1)} = \sqrt{R} = R\) since the ideal generated by 1 is \(R\).
\(D(0) = \sqrt{(0)}\) is the set of all nilpotent elements, which is \(\bot \) by definition.
We have:
\begin{align*} D(fg) & = \sqrt{(fg)} \\ D(f) \land D(g) & = D(f) \cap D(g) = \sqrt{(f)} \cap \sqrt{(g)} \end{align*}By Lemma 15, \(\sqrt{(f) \cdot (g)} = \sqrt{(f) \cap (g)}\). But \((f)(g) = (fg)\), so \(\sqrt{(fg)} = \sqrt{(f)\cap (g)} = \sqrt{(f)} \cap \sqrt{(g)}\).
For \(n \geq 1\):
\begin{align*} D(f^n) & = \sqrt{(f^n)} \\ x \in \sqrt{(f^n)} & \iff \exists m: x^m \in (f^n) \\ & \iff \exists m: x^m = rf^n \text{ for some } r \in R \\ & \iff \exists m: (x^m)^{1/n} \approx rf \quad \text{(formally)} \end{align*}More carefully: \(x \in \sqrt{(f^n)}\) iff \(x^m \in (f^n)\) for some \(m\), i.e., \(x^m = rf^n\).
Then \((x^m)^n = (rf^n)^n = r^n f^{n^2}\), so \(x^{mn} = r^n f^{n^2} \in (f)\).
Conversely, \(x \in \sqrt{(f)}\) means \(x^k \in (f)\), so \(x^k = sf\) for some \(s, k\).
Then \((x^k)^n = s^n f^n \in (f^n)\), so \(x^{kn} \in (f^n)\), giving \(x \in \sqrt{(f^n)}\).
Therefore \(\sqrt{(f)} = \sqrt{(f^n)}\).
\(D(f) \land D(g) = D(fg)\)
\(D(f) \lor D(g) = \sqrt{D(f) + D(g)} = D(f) \lor D(g)\) (not generally a basic open)
More generally, for a family \((f_i)_{i \in I}\): \(\bigvee _i D(f_i) = \sqrt{(f_i : i \in I)}\)
Part (1) is Lemma 20 item (3).
Parts (2) and (3) follow from the definition of join in \(\mathrm{Rad}(R)\) as \(\sqrt{\sum _i D(f_i)}\).
For \(f \in R\) and \(I \in \mathrm{Rad}(R)\):
Recall \(D(f) = \sqrt{(f)}\).
\((\Rightarrow )\) If \(f \in \sqrt{I}\), then \(f^n \in I\) for some \(n\).
For any \(x \in D(f) = \sqrt{(f)}\), we have \(x^m \in (f)\) for some \(m\), so \(x^m = rf\) for some \(r\).
Then \(x^{mn} = r^n f^n \in I\) (since \(f^n \in I\) and \(I\) is an ideal).
Since \(I\) is radical, \(x \in I\). Thus \(D(f) \subseteq I\).
\((\Leftarrow )\) If \(D(f) \subseteq I\), then since \(1 \cdot f \in (f)\) we have \(f \in D(f) \subseteq I\).
But \(I\) is radical and \(f \in I\), so... wait, we need \(f^n \in I\) for some \(n\).
Actually, \(f \in D(f) = \sqrt{(f)}\) (taking \(n=1\)), so if \(D(f) \subseteq I\) then \(f \in I\).
Since \(I\) is radical, \(f \in I = \sqrt{I}\), so \(f^1 \in I\), i.e., \(f \in \sqrt{I}\).
For \(f \in R\) and a family \((g_i)_{i \in I}\) of elements of \(R\):
By Lemma 22,
And \(\sqrt{(g_i : i \in I)} = \bigvee _i D(g_i)\) by definition of join in \(\mathrm{Rad}(R)\).
2.4 Frame Presentation of the Zariski Locale
The Zariski frame of a commutative ring \(R\) admits the presentation:
where the relations \(\mathcal{R}\) are:
\(D(1) = \top \)
\(D(0) = \bot \)
\(D(fg) = D(f) \land D(g)\)
\(D(f^n) = D(f)\) for all \(n \geq 1\)
For any family \((f_i)_{i \in I}\) with \(1 \in (f_i : i \in I)\): \(\bigvee _i D(f_i) = \top \)
The frame \(\mathrm{Rad}(R)\) is generated by the basic opens \(\{ D(f) : f \in R\} \) (we show this below).
Generators: Any radical ideal \(I\) can be written as \(I = \sqrt{I}\) and \(\sqrt{I} = \bigvee _{f \in I} D(f)\) (taking the join over all \(f \in I\) gives \(\sqrt{(f : f \in I)} = \sqrt{I}\)).
Relations: The relations \(\mathcal{R}\) hold in \(\mathrm{Rad}(R)\) by Lemma 20.
Presentation: The universal property of presented frames (Lemma 7) gives a unique frame homomorphism from \(\mathrm{Fr}\langle D(f) : f \in R \mid \mathcal{R} \rangle \) to \(\mathrm{Rad}(R)\) that sends generator \(D(f)\) to the basic open \(D(f)\).
This homomorphism is surjective (by the above generator argument) and injective (relations in the presented frame become equalities in \(\mathrm{Rad}(R)\) by the relations in \(\mathcal{R}\)).
Therefore it is an isomorphism.